SFC Licences of XIA Wei 夏魏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 April 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 April 2020 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 April 2015 | 01 June 2018 |