SFC Licences of LI Junjie 李俊杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 17 November 2021 | 02 November 2023 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 12 June 2020 | 30 September 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 12 June 2020 | 30 September 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 March 2015 | 28 October 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 27 March 2015 | 26 May 2016 |