SFC Licences of CHEN Yu 陳瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Riche Bright Securities Limited 富明證券有限公司 RO 2 06 March 2023
Riche Bright Securities Limited 富明證券有限公司 RO 9 07 March 2022
Riche Bright Securities Limited 富明證券有限公司 RO 4 07 March 2022
Riche Bright Securities Limited 富明證券有限公司 RO 1 30 April 2021
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RO 4 10 November 2020 28 April 2021
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RO 2 10 November 2020 28 April 2021
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RO 1 10 November 2020 28 April 2021
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RE 4 18 September 2020 10 November 2020
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RE 2 18 September 2020 10 November 2020
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RE 1 18 September 2020 10 November 2020
Zinvest Global Limited 尊嘉證券國際有限公司 RE 5 02 October 2019 15 May 2020
Zinvest Global Limited 尊嘉證券國際有限公司 RE 4 02 October 2019 15 May 2020
Zinvest Global Limited 尊嘉證券國際有限公司 RE 2 02 October 2019 15 May 2020
Zinvest Global Limited 尊嘉證券國際有限公司 RE 1 02 October 2019 15 May 2020
Central China International Futures Company Limited 中州國際期貨有限公司 RE 2 28 November 2017 30 July 2018
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 28 November 2017 30 July 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 14 September 2017 16 November 2017
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 07 July 2017 16 November 2017
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 25 April 2017 16 November 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 18 April 2016 05 April 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 April 2016 05 April 2017
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 08 October 2015 14 April 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 30 March 2015 14 April 2016