SFC Licences of TSENG Chao-Lien 曾昭連
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 August 2018 | 18 September 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 April 2015 | 04 May 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2015 | 04 May 2018 |