SFC Licences of RAO Chao 饒超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pioneer Asset Management Limited 先鋒資產管理有限公司 RO 9 09 January 2023
Pioneer Asset Management Limited 先鋒資產管理有限公司 RO 4 09 January 2023
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 4 05 October 2020 23 August 2021
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 9 23 July 2020 23 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 23 July 2020 23 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 23 July 2020 23 August 2021
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 29 June 2020 23 July 2020
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 29 June 2020 23 July 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 9 31 January 2020 06 June 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 4 31 January 2020 06 June 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 02 December 2019 31 January 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 4 02 December 2019 31 January 2020
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 20 July 2018 15 September 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 20 July 2018 15 September 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 20 July 2018 15 September 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 20 July 2018 15 September 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 20 July 2018 15 September 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 20 July 2018 15 September 2019
Bright Fund Management Limited 光明投資管理有限公司 RO 9 20 July 2018 15 September 2019
Bright Fund Management Limited 光明投資管理有限公司 RO 4 20 July 2018 15 September 2019
Bright Fund Management Limited 光明投資管理有限公司 RO 1 20 July 2018 15 September 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 17 April 2018 20 July 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 17 April 2018 20 July 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 1 17 April 2018 20 July 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 12 April 2018 20 July 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 12 April 2018 20 July 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 12 April 2018 20 July 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 12 April 2018 20 July 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 9 12 April 2018 20 July 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 4 12 April 2018 20 July 2018
All View Management Limited 景豐管理有限公司 RE 9 24 May 2017 13 February 2018
All View Management Limited 景豐管理有限公司 RE 4 24 May 2017 13 February 2018
JT Capital Management Limited 嘉泰新興資本管理有限公司 RO 9 08 July 2015 01 February 2016