SFC Licences of WONG Chim 王潛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 21 March 2024 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 21 March 2024 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 21 March 2024 | |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 23 June 2022 | 16 March 2024 |
CloudAlpha Capital Management Limited 奇點資產管理有限公司 | RE | 9 | 01 March 2022 | 19 April 2022 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 01 August 2017 | 12 January 2022 |
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 31 March 2015 | 29 December 2016 |