SFC Licences of WONG Chim 王潛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 21 March 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 21 March 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 21 March 2024
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 23 June 2022 16 March 2024
CloudAlpha Capital Management Limited 奇點資產管理有限公司 RE 9 01 March 2022 19 April 2022
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 August 2017 12 January 2022
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 RE 3 31 March 2015 29 December 2016