SFC Licences of LU Ye 陸曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 03 November 2017 | 12 September 2019 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 22 May 2017 | |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 08 June 2016 | 09 May 2017 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 08 June 2016 | 09 May 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 01 April 2015 | 18 May 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 01 April 2015 | 18 May 2016 |