SFC Licences of LU Ye 陸曄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Capital Limited 信達國際融資有限公司 RE 6 22 May 2017
Cinda International Capital Limited 信達國際融資有限公司 RE 1 03 November 2017 12 September 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 08 June 2016 09 May 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 08 June 2016 09 May 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 01 April 2015 18 May 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 01 April 2015 18 May 2016