SFC Licences of ELLIS Adam Arthur
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 16 April 2018 | 31 May 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 April 2018 | 31 May 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 April 2015 | 23 February 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 10 April 2015 | 23 February 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 10 April 2015 | 23 February 2018 |