SFC Licences of KWAN Kar Ching 關加晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 | RO | 4 | 23 April 2020 | |
| Koala Capital Management Limited 樹熊資本管理有限公司 | RO | 9 | 19 December 2018 | |
| Koala Securities Limited 樹熊證券有限公司 | RO | 1 | 14 May 2018 | |
| Koala Capital Management Limited 樹熊資本管理有限公司 | RE | 9 | 20 December 2017 | 19 December 2018 |
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 10 October 2017 | 14 May 2018 |