SFC Licences of NOWAK II Laurance Stanley Adam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 11 August 2017 | 03 November 2017 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 11 August 2017 | 03 November 2017 |
| Barings Investment Advisers (Hong Kong) Limited | RE | 4 | 04 May 2015 | 22 September 2017 |
| Barings Investment Advisers (Hong Kong) Limited | RE | 1 | 04 May 2015 | 22 September 2017 |