SFC Licences of LUO Xiangzi 羅湘子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 02 February 2024 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 February 2024 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 May 2018 | 06 October 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 May 2018 | 06 October 2023 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 30 April 2015 | 26 April 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 30 April 2015 | 26 April 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 April 2015 | 26 April 2018 |