SFC Licences of ZHOU Xiang 周翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 June 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 18 June 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 11 September 2017 | 01 June 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 11 September 2017 | 01 June 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 April 2015 | 11 August 2017 |