SFC Licences of LO Yin Ping 勞燕萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 07 March 2018 | 31 May 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 March 2018 | 31 May 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 March 2018 | 31 May 2019 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 23 November 2017 | 06 December 2017 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 15 April 2015 | 03 May 2016 |