SFC Licences of LI Te 李特
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 4 | 03 April 2023 | |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 08 July 2022 | |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 25 April 2022 | |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 9 | 12 July 2021 | |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 19 December 2019 | |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 29 August 2019 | 19 December 2019 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 05 June 2018 | 20 May 2019 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 05 June 2018 | 20 May 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 08 May 2017 | 24 May 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 08 May 2017 | 24 May 2018 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 04 May 2015 | 06 October 2016 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 04 May 2015 | 06 October 2016 |