SFC Licences of PUN Ko Fung 潘高峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 4 | 10 November 2023 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 9 | 01 December 2022 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 30 September 2019 | 01 December 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 08 October 2018 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 26 April 2018 | 08 October 2018 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 29 May 2015 | 06 April 2018 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 21 April 2015 | 23 May 2015 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 21 April 2015 | 23 May 2015 |