SFC Licences of SHAO Dan 邵丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 | RE | 9 | 23 August 2019 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 2 | 16 July 2019 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 16 July 2019 | |
| Central China Asset Management Company Limited 中州資產管理有限公司 | RE | 9 | 13 July 2018 | 15 February 2019 |
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 18 October 2017 | 30 June 2019 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 17 May 2017 | 30 June 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 23 April 2015 | 01 May 2017 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 23 April 2015 | 01 May 2017 |