SFC Licences of TSANG Mo Chi 曾慕芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 13 December 2021 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 17 November 2021 | |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 17 November 2021 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 17 November 2021 | |
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 | RE | 9 | 21 March 2019 | 29 October 2021 |
Cornerstone Securities Limited 基石證券有限公司 | RE | 4 | 30 April 2018 | 29 October 2021 |
Cornerstone Securities Limited 基石證券有限公司 | RE | 1 | 05 January 2017 | 29 October 2021 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 April 2015 | 28 December 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 27 April 2015 | 28 December 2016 |