SFC Licences of SUM Hoi Kei 沈鎧圻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 9 | 08 February 2023 | |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 08 February 2023 | |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 08 February 2023 | |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 16 October 2018 | 08 February 2023 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 23 April 2015 | 08 February 2023 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 23 April 2015 | 08 February 2023 |