SFC Licences of SUM Hoi Kei 沈鎧圻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 9 08 February 2023
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 4 08 February 2023
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 1 08 February 2023
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 16 October 2018 08 February 2023
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 23 April 2015 08 February 2023
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 23 April 2015 08 February 2023