SFC Licences of TAM Mei Ki, Cynthia 譚美琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 15 September 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 2 20 June 2019 12 August 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 4 09 April 2019 12 August 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 1 09 April 2019 12 August 2022
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 12 May 2017 17 March 2019
Celestial Securities Limited 時富證券有限公司 RE 1 06 January 2017 17 March 2019
Anli Securities Limited 安里證券有限公司 RE 4 28 October 2016 18 November 2016
Anli Securities Limited 安里證券有限公司 RE 1 11 October 2016 18 November 2016
Chief Securities Limited 致富證券有限公司 RE 1 29 April 2015 21 September 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 29 April 2015 21 September 2016