SFC Licences of TAM Mei Ki, Cynthia 譚美琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 September 2022 | |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 2 | 20 June 2019 | 12 August 2022 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 09 April 2019 | 12 August 2022 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 09 April 2019 | 12 August 2022 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 12 May 2017 | 17 March 2019 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 06 January 2017 | 17 March 2019 |
Anli Securities Limited 安里證券有限公司 | RE | 4 | 28 October 2016 | 18 November 2016 |
Anli Securities Limited 安里證券有限公司 | RE | 1 | 11 October 2016 | 18 November 2016 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 29 April 2015 | 21 September 2016 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 29 April 2015 | 21 September 2016 |