SFC Licences of SHIH Pai Chien 施百謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RO | 2 | 07 July 2022 | |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 27 September 2016 | 07 July 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 05 May 2015 | 31 August 2016 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 05 May 2015 | 31 August 2016 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 05 May 2015 | 31 August 2016 |