SFC Licences of CHANG Sei Yoon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 01 March 2019 | 09 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 03 September 2018 | 08 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 10 November 2017 | 19 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 04 July 2017 | 12 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 11 March 2016 | 19 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 08 May 2015 | 17 May 2015 |