SFC Licences of BARRON Jason

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 03 November 2023 08 November 2023
UBS Securities Asia Limited RE 1 13 March 2023 16 March 2023
UBS Securities Asia Limited RE 1 05 January 2023 12 January 2023
UBS Securities Asia Limited RE 1 18 October 2019 25 October 2019
UBS Securities Asia Limited RE 1 27 June 2019 05 July 2019
UBS Securities Asia Limited RE 1 07 January 2019 11 January 2019
UBS Securities Asia Limited RE 1 02 November 2018 09 November 2018
UBS Securities Asia Limited RE 1 06 September 2018 13 September 2018
UBS Securities Asia Limited RE 1 27 April 2018 04 May 2018
UBS Securities Asia Limited RE 1 21 September 2017 28 September 2017
UBS Securities Asia Limited RE 1 23 January 2017 27 January 2017
UBS Securities Asia Limited RE 1 31 October 2016 04 November 2016
UBS Securities Asia Limited RE 1 12 January 2016 15 January 2016
UBS Securities Asia Limited RE 1 04 May 2015 30 July 2015