SFC Licences of BARRON Jason
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 03 November 2023 | 08 November 2023 |
UBS Securities Asia Limited | RE | 1 | 13 March 2023 | 16 March 2023 |
UBS Securities Asia Limited | RE | 1 | 05 January 2023 | 12 January 2023 |
UBS Securities Asia Limited | RE | 1 | 18 October 2019 | 25 October 2019 |
UBS Securities Asia Limited | RE | 1 | 27 June 2019 | 05 July 2019 |
UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 11 January 2019 |
UBS Securities Asia Limited | RE | 1 | 02 November 2018 | 09 November 2018 |
UBS Securities Asia Limited | RE | 1 | 06 September 2018 | 13 September 2018 |
UBS Securities Asia Limited | RE | 1 | 27 April 2018 | 04 May 2018 |
UBS Securities Asia Limited | RE | 1 | 21 September 2017 | 28 September 2017 |
UBS Securities Asia Limited | RE | 1 | 23 January 2017 | 27 January 2017 |
UBS Securities Asia Limited | RE | 1 | 31 October 2016 | 04 November 2016 |
UBS Securities Asia Limited | RE | 1 | 12 January 2016 | 15 January 2016 |
UBS Securities Asia Limited | RE | 1 | 04 May 2015 | 30 July 2015 |