SFC Licences of LAI Tai Yan 黎大恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司	RO	9	19 February 2024
Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司	RO	4	19 February 2024
BOA Global Asset Management Limited 亞銀環球資產管理有限公司	RO	9	29 July 2021	01 December 2023
BOA Global Asset Management Limited 亞銀環球資產管理有限公司	RO	4	29 July 2021	01 December 2023
BOA International Securities Limited 亞銀國際證券有限公司	RO	2	04 June 2019	17 February 2023
BOA International Securities Limited 亞銀國際證券有限公司	RO	1	04 June 2019	17 February 2023
BOA International Securities Limited 亞銀國際證券有限公司	RE	2	22 March 2019	04 June 2019
BOA International Securities Limited 亞銀國際證券有限公司	RE	1	22 March 2019	04 June 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	2	20 November 2017	31 August 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	4	14 March 2017	31 August 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	4	08 March 2017	14 March 2017
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	9	23 June 2016	31 August 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	1	23 June 2016	31 August 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	9	21 December 2015	23 June 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	21 December 2015	23 June 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	30 April 2015	30 November 2015
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	30 April 2015	30 November 2015