SFC Licences of XU Lele 徐樂樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 19 October 2015 | 06 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 October 2015 | 06 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 October 2015 | 31 August 2016 |
| UBS Securities Asia Limited | RE | 1 | 04 May 2015 | 25 May 2015 |
| UBS Securities Asia Limited | RE | 2 | 04 May 2015 | 25 May 2015 |