SFC Licences of SUNDARAM Roshan Ramesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 02 May 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 06 October 2017 | 13 January 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 06 October 2017 | 13 January 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 06 October 2017 | 13 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 October 2017 | 13 January 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 April 2015 | 23 June 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 April 2015 | 23 June 2017 |