SFC Licences of TSE Wai Ching Ronald 謝韋正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 6 | 18 November 2022 | 17 February 2024 |
| Vantage Capital Markets HK Limited | RE | 4 | 18 November 2022 | 17 February 2024 |
| Vantage Capital Markets HK Limited | RE | 1 | 05 January 2022 | 17 February 2024 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 11 March 2016 | 03 January 2022 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 11 March 2016 | 03 January 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 30 April 2015 | 26 February 2016 |