SFC Licences of HO Cho Yiu 何祖耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 12 April 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 22 March 2021 | |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 4 | 18 April 2019 | 19 February 2021 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 1 | 20 July 2018 | 19 February 2021 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 2 | 10 October 2017 | 04 July 2018 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 10 October 2017 | 04 July 2018 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 18 May 2015 | 23 September 2017 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 18 May 2015 | 23 September 2017 |