SFC Licences of HO Cho Yiu 何祖耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 12 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 22 March 2021
First Capital Securities Limited 首控證券有限公司 RE 4 18 April 2019 19 February 2021
First Capital Securities Limited 首控證券有限公司 RE 1 20 July 2018 19 February 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 10 October 2017 04 July 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 10 October 2017 04 July 2018
I-Access Investors Limited 一通投資者有限公司 RE 1 18 May 2015 23 September 2017
I-Access Investors Limited 一通投資者有限公司 RE 2 18 May 2015 23 September 2017