SFC Licences of XIONG Yun 熊贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 | RO | 9 | 30 October 2023 | |
Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 | RO | 4 | 30 October 2023 | |
Green Harmony Capital Limited 紐達資本有限公司 | RO | 4 | 18 July 2022 | 30 August 2023 |
Green Harmony Securities Limited 紐達證券有限公司 | RO | 4 | 07 January 2021 | 30 August 2023 |
Green Harmony Securities Limited 紐達證券有限公司 | RO | 1 | 07 January 2021 | 30 August 2023 |
Green Harmony Securities Limited 紐達證券有限公司 | RE | 4 | 23 October 2019 | 07 January 2021 |
Green Harmony Securities Limited 紐達證券有限公司 | RE | 1 | 23 October 2019 | 07 January 2021 |
Green Harmony Capital Limited 紐達資本有限公司 | RO | 9 | 07 May 2019 | 30 August 2023 |
Valuable Capital Limited 華盛資本証券有限公司 | RO | 9 | 31 January 2018 | 28 February 2019 |
Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 | RO | 9 | 17 September 2015 | 31 March 2016 |