SFC Licences of PLUMMER Patrick Grose
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 21 November 2016 | 17 August 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 November 2016 | 17 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 May 2015 | 10 June 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 05 May 2015 | 10 June 2016 |