SFC Licences of YONG Jocelyn Huey Yee 楊慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 19 November 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 November 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 April 2019 | 13 August 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 29 April 2019 | 13 August 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 29 April 2019 | 13 August 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 May 2015 | 03 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 May 2015 | 03 June 2015 |