SFC Licences of LI Dongfang 李東方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 | RE | 9 | 12 January 2018 | 31 March 2020 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 12 May 2015 | 17 July 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 May 2015 | 17 July 2015 |