SFC licenceholder BFJ728 AU Cherie Tsui Yee 區翠兒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 10 July 2020
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 January 2016 29 May 2020
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 28 January 2016 29 May 2020
Macquarie Capital Limited 麥格理資本股份有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 06 May 2015 17 December 2015