SFC Licences of AU Cherie Tsui Yee 區翠兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 10 July 2020 | |
| Merrill Lynch Far East Limited | RE | 1 | 10 July 2020 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 July 2020 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 28 January 2016 | 29 May 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 28 January 2016 | 29 May 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 28 January 2016 | 29 May 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 January 2016 | 29 May 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 06 May 2015 | 17 December 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 May 2015 | 17 December 2015 |