SFC Licences of LIU Tao 柳桃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 October 2018 | 30 June 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 October 2018 | 30 June 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 07 May 2015 | 27 August 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 May 2015 | 27 August 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 May 2015 | 27 August 2016 |