SFC Licences of LI Weinian 黎偉念
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Profitech Securities Limited 盈科證券有限公司 | RE | 1 | 02 December 2019 | 15 April 2020 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 11 July 2016 | 10 July 2018 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 01 February 2016 | 28 June 2016 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 13 July 2015 | 15 January 2016 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 03 June 2015 | 02 July 2015 |