SFC Licences of CHAN Ka Lok 陳家諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2018 | 29 January 2024 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 May 2015 | 08 June 2018 |