SFC Licences of LI Koon Lok 李冠樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gobi Admiralty Limited | RE | 9 | 20 June 2022 | |
Yun Hai Asset Management Limited 雲海資產管理有限公司 | RO | 9 | 16 October 2019 | 30 June 2021 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RO | 9 | 10 September 2018 | 28 January 2019 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RO | 4 | 10 September 2018 | 28 January 2019 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 9 | 22 August 2018 | 10 September 2018 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 4 | 22 August 2018 | 10 September 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 01 June 2015 | 11 July 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 01 June 2015 | 11 July 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 01 June 2015 | 11 July 2018 |