SFC Licences of ZOU Mengtao 鄒夢濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 25 November 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 25 November 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 25 November 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 24 August 2020 10 November 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 August 2020 10 November 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 August 2020 10 November 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 26 October 2017 11 May 2020
CLSA Limited 中信里昂證券有限公司 RE 4 26 October 2017 11 May 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 26 October 2017 11 May 2020
CLSA Limited 中信里昂證券有限公司 RE 1 26 October 2017 11 May 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 14 May 2015 05 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 May 2015 05 September 2017