SFC Licences of CHOW Shun Chiu 周汛釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 09 August 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 August 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 09 August 2019 | |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 11 October 2017 | 30 June 2019 |
| Legends Asset Management Limited 天駿資產管理有限公司 | RE | 9 | 14 May 2015 | 31 August 2017 |