SFC Licences of CHAN Pui Yee 陳佩怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 December 2021 | |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 29 March 2021 | 03 December 2021 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 03 November 2020 | 11 November 2020 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 23 November 2018 | 01 September 2020 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 May 2015 | 02 October 2018 |