SFC Licences of GU Tianxing 頤天行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 16 June 2021 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 June 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 30 June 2020 | 28 May 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 May 2015 | 14 July 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 May 2015 | 14 July 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 18 May 2015 | 14 July 2018 |