SFC Licences of LUI Lok Yan 雷樂欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 9 | 27 July 2020 | 31 March 2022 |
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 4 | 27 July 2020 | 31 March 2022 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 11 June 2020 | 02 July 2020 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 07 May 2020 | 02 July 2020 |
Kirin Securities Limited 麒麟證券有限公司 | RE | 4 | 27 March 2018 | 04 March 2020 |
Kirin Securities Limited 麒麟證券有限公司 | RE | 1 | 27 March 2018 | 04 March 2020 |
Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 27 March 2018 | 04 March 2020 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 May 2016 | 26 April 2017 |
Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 28 August 2015 | 20 January 2016 |
Tianda Securities Limited 天大証券有限公司 | RE | 1 | 15 June 2015 | 21 August 2015 |