SFC licenceholder BFK984 LUI Lok Yan 雷樂欣

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Infinity Asset Management Limited 天恒資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 27 July 2020
Valuable Capital Limited 華盛資本証券有限公司 RE [2] (Dealing in Futures Contracts) 11 June 2020 02 July 2020
Valuable Capital Limited 華盛資本証券有限公司 RE [1] (Dealing in Securities) 07 May 2020 02 July 2020
Kirin Asset Management Limited 麒麟資產管理有限公司 RE [9] (Asset Management) 27 March 2018 04 March 2020
Kirin Securities Limited 麒麟證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 March 2018 04 March 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE [1] (Dealing in Securities) 06 May 2016 26 April 2017
Black Marble Securities Limited 貝格隆証券有限公司 RE [1] (Dealing in Securities) 28 August 2015 20 January 2016
Tianda Securities Limited 天大証券有限公司 RE [1] (Dealing in Securities) 15 June 2015 21 August 2015