SFC Licences of LUI Lok Yan 雷樂欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Infinity Asset Management Limited 天恒資產管理有限公司 RE 9 27 July 2020 31 March 2022
Infinity Asset Management Limited 天恒資產管理有限公司 RE 4 27 July 2020 31 March 2022
Valuable Capital Limited 華盛資本証券有限公司 RE 2 11 June 2020 02 July 2020
Valuable Capital Limited 華盛資本証券有限公司 RE 1 07 May 2020 02 July 2020
Kirin Securities Limited 麒麟證券有限公司 RE 4 27 March 2018 04 March 2020
Kirin Securities Limited 麒麟證券有限公司 RE 1 27 March 2018 04 March 2020
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 27 March 2018 04 March 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 May 2016 26 April 2017
Black Marble Securities Limited 貝格隆証券有限公司 RE 1 28 August 2015 20 January 2016
Tianda Securities Limited 天大証券有限公司 RE 1 15 June 2015 21 August 2015