SFC Licences of CHEN Zhe 陳喆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 24 January 2022 | 04 August 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 July 2021 | 05 May 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 May 2015 | 23 February 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 May 2015 | 14 September 2018 |