SFC Licences of CAI Shaojun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RO | 9 | 23 June 2023 | |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RO | 4 | 23 June 2023 | |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 09 January 2018 | 23 June 2023 |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 09 January 2018 | 23 June 2023 |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 09 January 2018 | |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 18 July 2016 | 30 November 2017 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 18 July 2016 | 30 November 2017 |
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 22 June 2015 | 15 June 2016 |