SFC Licences of WEN Chen 文宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 | RO | 9 | 18 September 2020 | |
| KCG Fund Management Limited 寶通基金管理有限公司 | RO | 4 | 18 September 2020 | |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 9 | 18 September 2020 | |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 4 | 18 September 2020 | |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 1 | 18 September 2020 | |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 19 July 2018 | 18 September 2020 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 02 June 2017 | 18 September 2020 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 4 | 02 June 2017 | 18 September 2020 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 02 June 2017 | 18 September 2020 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 02 June 2017 | 18 September 2020 |
| China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 06 May 2016 | 09 April 2017 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 15 October 2015 | 14 April 2016 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 15 May 2015 | 21 September 2015 |