SFC Licences of LI Hoi Yee Connie 李凱儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 02 March 2020 | |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 02 March 2020 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 18 May 2015 | 11 December 2015 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 May 2015 | 11 December 2015 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 18 May 2015 | 11 December 2015 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 18 May 2015 | 11 December 2015 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 18 May 2015 | 11 December 2015 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 18 May 2015 | 11 December 2015 |