SFC Licences of YAP Wei Wen Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 September 2016 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 29 May 2015 | 15 September 2016 |