SFC Licences of SERAFINO Mario John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 24 October 2022 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 October 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 May 2015 | 19 July 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 May 2015 | 19 July 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 May 2015 | 13 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 May 2015 | 13 October 2016 |