SFC Licences of ZHAO Guangyuan 趙光遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 11 March 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 13 October 2016 | 11 March 2021 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 28 September 2016 | 04 October 2016 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 28 September 2016 | 04 October 2016 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 19 May 2015 | 05 September 2016 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 19 May 2015 | 05 September 2016 |