SFC Licences of ZHAO Guangyuan 趙光遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 6 11 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 13 October 2016 11 March 2021
Zhongtai International Capital Limited 中泰國際融資有限公司
RE 6 28 September 2016 04 October 2016
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 28 September 2016 04 October 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 19 May 2015 05 September 2016