SFC Licences of LAM Mau Sum 林茂森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 9 | 01 June 2017 | 26 June 2017 |
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 4 | 01 June 2017 | 26 June 2017 |
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 1 | 01 June 2017 | 26 June 2017 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 12 June 2015 | 21 May 2016 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 June 2015 | 21 May 2016 |