SFC Licences of SHEN Wei 沈微
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 15 August 2023 | |
UBS Securities Asia Limited | RE | 4 | 26 June 2023 | 03 July 2023 |
UBS Securities Asia Limited | RE | 4 | 20 January 2020 | 23 January 2020 |
UBS Securities Asia Limited | RE | 4 | 28 June 2019 | 05 July 2019 |
UBS Securities Asia Limited | RE | 4 | 18 February 2019 | 22 February 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 May 2015 | 07 September 2015 |